论文标题

在存在不同的随访时间和竞争事件的情况下,估计和比较不良事件概率

Estimating and comparing adverse event probabilities in the presence of varying follow-up times and competing events

论文作者

Stegherr, Regina, Schmoor, Claudia, Lübbert, Michael, Friede, Tim, Beyersmann, Jan

论文摘要

在不良事件(AE)方面进行的安全分析是疗法福利风险评估的重要方面。与功效分析相比,AE分析通常相当简单。特定类型的AE的概率通常由发病率比例估算,有时提出了入射率密度或Kaplan-Meier估计量。但是,这些分析要么不考虑审查,要么依靠过于限制的参数模型,要么忽略竞争事件。以非参数Aalen-Johansen估计量为黄金标准器,这些潜在的偏见来源在肿瘤学和模拟中的数据示例中进行了研究,无论是在一个样本还是在两个样本的情况下。由于估计器在随访结束时可能具有较大的差异,因此估计器不仅在最大事件时间进行比较,而且在观察到的时间的两个分位数中进行比较。迄今为止,文献中几乎没有研究过安全比较的后果。使用不同的估计量进行组比较的影响尚不清楚,例如,低估或高估估计值的两个之比可能与金标准估计量的比率相当。因此,还基于不同的方法计算AE概率的比率。通过模拟调查恒定和非恒定危害,不同的审查机制和事件频率,我们表明,忽略竞争事件更像是一个问题,而不是通过使用发射率密度来假设恒定危害,并且选择AE概率估计值对于组比较至关重要。

Safety analyses in terms of adverse events (AEs) are an important aspect of benefit-risk assessments of therapies. Compared to efficacy analyses AE analyses are often rather simplistic. The probability of an AE of a specific type is typically estimated by the incidence proportion, sometimes the incidence density or the Kaplan-Meier estimator are proposed. But these analyses either do not account for censoring, rely on a too restrictive parametric model, or ignore competing events. With the non-parametric Aalen-Johansen estimator as the gold-standard, these potential sources of bias are investigated in a data example from oncology and in simulations, both in the one-sample and in the two-sample case. As the estimators may have large variances at the end of follow-up, the estimators are not only compared at the maximal event time but also at two quantiles of the observed times. To date, consequences for safety comparisons have hardly been investigated in the literature. The impact of using different estimators for group comparisons is unclear, as, for example, the ratio of two both underestimating or overestimating estimators may or may not be comparable to the ratio of the gold-standard estimator. Therefore, the ratio of the AE probabilities is also calculated based on different approaches. By simulations investigating constant and non-constant hazards, different censoring mechanisms and event frequencies, we show that ignoring competing events is more of a problem than falsely assuming constant hazards by use of the incidence density and that the choice of the AE probability estimator is crucial for group comparisons.

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