论文标题

算法追索:从反事实解释到干预

Algorithmic Recourse: from Counterfactual Explanations to Interventions

论文作者

Karimi, Amir-Hossein, Schölkopf, Bernhard, Valera, Isabel

论文摘要

随着机器学习越来越多地用于为结果做出的决策提供信息(例如,预审保释和贷款批准),重要的是要解释系统如何做出决定,并建议采取行动以实现有利的决定。反事实的解释 - “世界将如何与理想的结果发生不同” - 旨在满足这些标准。现有的作品主要集中在设计算法上,以获取针对广泛设置的反事实解释。但是,“解释作为帮助数据对象行为而不是仅仅理解的手段”的主要目标之一被忽略了。用外行的话来说,反事实解释会告诉个人他们需要去的地方,但不能如何到达那里。在这项工作中,我们依靠因果推理来谨慎使用反事实解释作为一套可推荐的追索行动。取而代之的是,我们提出了通过最小的干预措施通过最近的反事实解释向追索权的范式转变,将重点从解释转移到建议。最后,我们为读者提供了有关如何在结构干预之外实现追索权的广泛讨论。

As machine learning is increasingly used to inform consequential decision-making (e.g., pre-trial bail and loan approval), it becomes important to explain how the system arrived at its decision, and also suggest actions to achieve a favorable decision. Counterfactual explanations -- "how the world would have (had) to be different for a desirable outcome to occur" -- aim to satisfy these criteria. Existing works have primarily focused on designing algorithms to obtain counterfactual explanations for a wide range of settings. However, one of the main objectives of "explanations as a means to help a data-subject act rather than merely understand" has been overlooked. In layman's terms, counterfactual explanations inform an individual where they need to get to, but not how to get there. In this work, we rely on causal reasoning to caution against the use of counterfactual explanations as a recommendable set of actions for recourse. Instead, we propose a shift of paradigm from recourse via nearest counterfactual explanations to recourse through minimal interventions, moving the focus from explanations to recommendations. Finally, we provide the reader with an extensive discussion on how to realistically achieve recourse beyond structural interventions.

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