论文标题
在分析随机临床试验中,更好地实践协变量调整
Toward Better Practice of Covariate Adjustment in Analyzing Randomized Clinical Trials
论文作者
论文摘要
在随机临床试验中,监管机构强烈鼓励设计和分析阶段的基线协变量调整。最近的趋势是使用模型辅助方法进行协变量调整,以提高信誉和效率,同时即使模型不正确,也会产生渐近有效的推断。在本文中,当使用模型辅助推理应用于简单或协变量自适应随机试验下的协变量时,我们提出了三个考虑因素:(1)保证效率增益:一种模型辅助方法通常应提高,但永远不会损害效率; (2)广泛的适用性:有效的程序应适用,最好是普遍适用于所有常用的随机方案; (3)鲁棒标准误差:方差估计应具有鲁棒性,以模型错误指定和异方差。为了实现这些目标,我们建议在对随机化中使用的所有协变量的异质协方差工作模型的分析下进行模型辅助估计量。我们的结论是基于一种渐近理论,该理论清楚地了解了协变量的自适应随机化和回归调整如何改变统计效率。在研究响应均值的任意功能(包括线性对比度,比率和优势比),多臂,保证效率增益,最佳性和普遍适用性方面,我们的理论比现有理论更一般。
In randomized clinical trials, adjustments for baseline covariates at both design and analysis stages are highly encouraged by regulatory agencies. A recent trend is to use a model-assisted approach for covariate adjustment to gain credibility and efficiency while producing asymptotically valid inference even when the model is incorrect. In this article we present three considerations for better practice when model-assisted inference is applied to adjust for covariates under simple or covariate-adaptive randomized trials: (1) guaranteed efficiency gain: a model-assisted method should often gain but never hurt efficiency; (2) wide applicability: a valid procedure should be applicable, and preferably universally applicable, to all commonly used randomization schemes; (3) robust standard error: variance estimation should be robust to model misspecification and heteroscedasticity. To achieve these, we recommend a model-assisted estimator under an analysis of heterogeneous covariance working model including all covariates utilized in randomization. Our conclusions are based on an asymptotic theory that provides a clear picture of how covariate-adaptive randomization and regression adjustment alter statistical efficiency. Our theory is more general than the existing ones in terms of studying arbitrary functions of response means (including linear contrasts, ratios, and odds ratios), multiple arms, guaranteed efficiency gain, optimality, and universal applicability.